Entropic uncertainty relations (EURs) play a pivotal role in the security proofs of Quantum Key Distribution (QKD) protocols. To understand their contribution, it is essential to consider the fundamental principles of quantum mechanics, the nature of uncertainty relations, and how these concepts integrate into the framework of QKD to ensure its security.
Quantum mechanics fundamentally limits the precision with which certain pairs of physical properties, known as complementary or conjugate variables, can be known or measured simultaneously. This is encapsulated in Heisenberg's uncertainty principle, which for position and momentum states that the product of the uncertainties in these measurements is bounded by a non-zero minimum value. In the context of QKD, a more generalized form of this principle is often used, known as the entropic uncertainty relation.
The entropic uncertainty relation, formulated in terms of information entropy, provides a bound on the sum of the entropies of the outcomes of measurements for two non-commuting observables. Mathematically, for two observables
and
with corresponding measurement outcomes, the EUR can be expressed as:
![]()
where
and
denote the Shannon entropies of the probability distributions of the measurement outcomes for
and
, respectively, and
is a constant that depends on the overlap between the eigenstates of
and
. This relation implies that there is a fundamental limit to the amount of information that can be simultaneously known about the outcomes of measurements of
and
.
In the realm of QKD, the security of the protocol is often analyzed under the assumption of an eavesdropper, commonly referred to as Eve, attempting to gain information about the key being established between the legitimate parties, Alice and Bob. The EUR provides a important tool in this analysis by quantifying the trade-off between the information that Alice and Bob can obtain about their key and the information that Eve can extract through her measurements.
Consider the widely studied BB84 protocol, where Alice sends quantum states to Bob, who measures them in one of two mutually unbiased bases. If Eve attempts to intercept and measure these quantum states, she inevitably introduces errors due to the disturbance caused by her measurements. This disturbance arises because Eve cannot simultaneously acquire precise information about both bases due to the entropic uncertainty relation. As a result, the more information Eve tries to gain about the key, the more errors she introduces, which Alice and Bob can detect by comparing a subset of their measurement outcomes.
The security proof of QKD protocols leveraging EURs involves several steps:
1. Quantifying Eve's Information Gain: The entropic uncertainty relation allows quantifying the maximum amount of information that Eve can obtain about the key. If Alice and Bob measure in bases
and
, respectively, the EUR ensures that the sum of the uncertainties in these measurements is bounded. This implies that if Eve has low uncertainty (high information) about one basis, she must have high uncertainty (low information) about the other.
2. Error Rate Analysis: By analyzing the error rate in the measurement outcomes, Alice and Bob can estimate the amount of information Eve might have gained. The presence of errors beyond a certain threshold indicates significant eavesdropping, prompting Alice and Bob to abort the protocol.
3. Privacy Amplification: To mitigate any partial information that Eve might have obtained, Alice and Bob employ privacy amplification techniques. Using hash functions, they distill a shorter, but secure, key from the raw key, ensuring that Eve's information about the final key is negligible.
4. Parameter Estimation: During the protocol, Alice and Bob perform parameter estimation by revealing and comparing a subset of their measurement outcomes. This allows them to estimate the error rate and the amount of information leakage to Eve, guided by the bounds provided by the EUR.
5. Security Parameter Calculation: The security of the final key is quantified in terms of the min-entropy, which provides a measure of the maximum probability that Eve can guess the key. The EUR helps in calculating this parameter by providing bounds on the information leakage.
Let us consider a concrete example to illustrate these concepts. Suppose Alice prepares a series of qubits in one of two bases,
or
, and sends them to Bob. Bob randomly chooses to measure each qubit in either the
or
basis. If Eve intercepts the qubits and measures them, she must choose a basis for her measurement. Due to the entropic uncertainty relation, Eve cannot perfectly predict the outcomes of measurements in both bases. If she measures in the
basis, her information about the
basis outcomes is limited, and vice versa.
When Alice and Bob compare a subset of their measurement outcomes, they can detect discrepancies introduced by Eve's measurements. If the error rate is low, they can be confident that Eve's information about the key is also low. They then apply privacy amplification to reduce any partial information Eve might have, resulting in a secure key.
In more advanced QKD protocols, such as those involving entangled states or continuous variables, the principles remain similar, but the mathematical treatment of the EUR and the security analysis can become more complex. For instance, in protocols using entangled photons, the EUR ensures that any measurement by Eve on one of the entangled particles affects the correlations observed by Alice and Bob, which can be detected through violation of Bell inequalities or other statistical tests.
Entropic uncertainty relations provide a fundamental tool for analyzing and proving the security of QKD protocols. By quantifying the trade-off between the information that legitimate users can obtain and the information accessible to an eavesdropper, EURs help ensure that any attempt to gain unauthorized information about the key introduces detectable disturbances. This, combined with techniques such as privacy amplification and parameter estimation, forms the backbone of the security framework for QKD, enabling the establishment of secure communication channels in the presence of potential eavesdroppers.
Other recent questions and answers regarding EITC/IS/QCF Quantum Cryptography Fundamentals:
- How does the detector control attack exploit single-photon detectors, and what are the implications for the security of Quantum Key Distribution (QKD) systems?
- What are some of the countermeasures developed to combat the PNS attack, and how do they enhance the security of Quantum Key Distribution (QKD) protocols?
- What is the Photon Number Splitting (PNS) attack, and how does it constrain the communication distance in quantum cryptography?
- How do single photon detectors operate in the context of the Canadian Quantum Satellite, and what challenges do they face in space?
- What are the key components of the Canadian Quantum Satellite project, and why is the telescope a critical element for effective quantum communication?
- What measures can be taken to protect against the bright-light Trojan-horse attack in QKD systems?
- How do practical implementations of QKD systems differ from their theoretical models, and what are the implications of these differences for security?
- Why is it important to involve ethical hackers in the testing of QKD systems, and what role do they play in identifying and mitigating vulnerabilities?
- What are the main differences between intercept-resend attacks and photon number splitting attacks in the context of QKD systems?
- How does the Heisenberg uncertainty principle contribute to the security of Quantum Key Distribution (QKD)?
View more questions and answers in EITC/IS/QCF Quantum Cryptography Fundamentals

